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FCA Compliance Essentials

Study Method Online
Provider London Governance & Compliance Academy
Recognition CPD
Start Date Enrol anytime
London Governance & Compliance Academy

Course overview

Begin your journey in compliance management with practical knowledge of the laws and legislations that make up the regulatory field in the United Kingdom.

Do you know that FCA sets an annual CPD requirement both for senior managers and employees of financial service firms?

As per TC 2.1.15 & 2.1.16, the requirement is 35 hours in each 12 months, including 21 hours of structured CPD activities.

  • 64 CPD Units

Who's It For?

  • Banks’ managers/officers
  • Investment Services Companies managers/officers
  • Insurance Company managers/officers
  • Listed Companies managers
  • IT managers/officers of companies developing IT systems/applications for financial institutions in order for them to meet the regulatory requirements
  • Lawyers
  • Officers exercising control activities (internal auditors, inspectors, external auditors, operational risk managers etc)
  • Professionals wishing to work in Compliance in the future
  • Graduate or post-graduate students.
  • Professionals who wish to make an international career in Compliance and would like to have a broader picture of how Compliance works and its methodologies, at international level.
  • Compliance Officers
  • Risk Managers
  • MLROs

Job outcomes

  • Compliance Roles

Want to see more job outcomes and how your future could change?

Recognitions

CPD

Accredited/ Certified by CPD

Study method

  • Online Online info icon
    Online delivery - online course content with the exception of assessments and work placement
  • Blended Blended info icon
    Blended delivery - both online course content and partial face to face requirements
  • In-class In-class info icon
    In class delivery - predominately face to face course content conducted at a specific location
  • Virtual Virtual info icon
    Virtual Delivery - Live and interactive classroom-style learning conducted completely online
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Duration study load

  • 2 Hours Each Course
  • 64 Hours Total

Delivery

Online

Subjects

Course includes
Introduction to Cybersecurity
Best Execution
Approved Persons Regime
AML Risk Assessment
Assessing and Managing AML Risks
Building an AML Risk-Based Approach
And more!

Want more information about the subjects for this course?

Payment options

Course fees – £2,425  £499

Find out more about the payment options for this course

About London Governance & Compliance Academy

The London Governance and Compliance Academy (LGCA) is a multi-accredited, UK-based executive education training and certification provider that specialises in the areas of governance, risk, compliance, and finance. LGCA is part of the European Institute of Management and Finance (EIMF) Group, one of Europe’s leading institutions for certified and executive education, eLearning, and bespoke training solutions in the financial sector.

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